Project Updates

Company linked to Beninati files for bankruptcy in Connecticut
September 02, 2016
Metropica developer seeks investors
September 02, 2016
Burke Mountain hotel finally opens; Vt. builders remain unpaid
September 02, 2016
$14 million U Square hotel opens: PHOTOS
September 02, 2016
Burke Contractor Hires Criminal Defense, Securities Lawyers
September 01, 2016
Dallas' Statler Hotel sells city's incentives in unheard of bond offering
August 31, 2016
Jay Peak Receiver Reaches $13.3M Settlement With Citibank
August 31, 2016
Asian, Vegas investors bet big on Sin City's Chinese tourism
August 31, 2016
Chinese Tourists Targeted by Upcoming Las Vegas Casinos
August 31, 2016
Chanticleer Holdings Closes $500,000 Direct EB-5 Financing for the Opening of Two Little Big Burgers in Oregon
August 30, 2016
Waterline Resort now Marriott
August 30, 2016
Under Armour to locate new, 1,000-employee distribution center at Sparrows Point
August 30, 2016
After Delays, Hotel at Center of Fraud Investigation Set to Open in Vermont
August 30, 2016
Turkish buyers eye Miami, "looking for stable investments"
August 29, 2016
Mount Snow parent sells $20 million in stock to pay for growth, cites EB-5 delay and slow winter
August 29, 2016
EB-5 Investor Says Jay Peak Developers Double-Sold Hotel Jay
August 29, 2016
EB-5 Fallout: Florida Firm Offers $93 Million for Jay Peak
August 26, 2016
Gemdale Invests $70 Mil In NYC Condo Tower For 4th US Deal In 12 Months
August 26, 2016
EB-5 Delay Forces Mount Snow Parent Company Into Stock Sale
August 24, 2016
Oakland: Tribune Tower, home of ‘sweetheart’ leases, up for sale
August 24, 2016

Securities Alerts: SEC & FINRA News, Articles

A Cautionary Note in the Use of Finders to Raise Capital
July 17, 2015
FINRA Regulation of Broker-Dealer Due Diligence in Regulation D Offerings
July 16, 2015
The Newsletter, Broker-Dealer Beat - Foreign Finders
June 01, 2015
On Broker-Dealer Comp to Unregistered Peeps
April 06, 2015
FINRA Issues Notice on New Rules and Amendments Relating to Transaction-Based Compensation, Membership and Sanctions
March 27, 2015
SEC Approves Consolidated FINRA Rules 2040 (Payments to Unregistered Persons, Including Foreign Finders)
March 26, 2015
SEC Approves Consolidated FINRA Rules 2040 (Payments to Unregistered Persons, Including Foreign Finders)
March 26, 2015
FINRA Issues Regulatory Notice on Payments to Unregistered Persons
March 23, 2015
SEC to Target Deals Giving Visas to Rich Foreign Investors
February 13, 2015
NEW FINRA RULES PROHIBIT COMPENSATION SHARING IN THE SECURITIES INDUSTRY
January 19, 2015
New FINRA Rule Addresses Payments to Unregistered Persons
January 15, 2015
New FINRA Rule Addresses Payments to Unregistered Persons
January 15, 2015
Do I Have to Disclose Payments To a Finder?
January 14, 2015
FINRA files proposed rule changes regarding payments made to unregistered persons
October 15, 2014
Unregistered Finder Settles with the SEC, Agrees to Pay Millions
May 16, 2014
Finders Are Not Always Keepers!
January 22, 2014
United States: Perils Of Using Unregistered Finders In Securities Transactions
November 05, 2013
BROKER IN DISGUISE?
September 17, 2013
Issues Involving "Finders" and Other Intermediaries in Private Placements Following SEC Repeal of General Solicitation Ban
August 07, 2013
SEC DISCUSSES EB-5
April 30, 2013

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