Project Updates

Stalled Ski Resort Projects In The Deerfield Valley Concern Business Leaders
September 17, 2016
EB-5 Investors In Burke Project Sue Immigration Lawyer, State
September 16, 2016
Toasting to Trapp Family Lodge's new beer hall
September 16, 2016
Gamma sues Pilevskys over 3 Sutton Place
September 16, 2016
Deep South Studios pockets extra $1 million tax credit for Algiers development
September 13, 2016
Visa Program Up for Renewal Amid Allegations of Fraud
September 11, 2016
NEK EB-5 Fallout: Federal Receiver Discusses Burke, Jay Peak Resorts
September 10, 2016
Newport City Waterfront Plaza To Subdivide To Benefit Wendy’s
September 09, 2016
Shumlin celebrates opening of burke mountain hotel
September 09, 2016
Federal receiver: Former Jay Peak president duped by Quiros
September 09, 2016
Mount Snow blames project delay federal eb-5 scrutiny
September 09, 2016
Burke Mountain Hotel officially opens for business
September 08, 2016
Beneath the old Federal Reserve Bank in Baltimore, today the Lenore
September 08, 2016
Portland welcomes a new Hyatt hotel
September 08, 2016
State Officials Investigated Jay Peak Investors' EB-5 Concerns, But Didn't Inform Them
September 08, 2016
Prolific developer Michael Shvo indicted on tax evasion charges
September 08, 2016
Meet The London Car Dealer Who Broke The Jay Peak EB-5 Fraud Case
September 07, 2016
Federal Judge Gives Preliminary OK for $13.3 Settlement to Help Jay, Burke
September 03, 2016
Financial Deadline Extended for NYC Super Tower
September 03, 2016
Jay Peak Receiver Says Stenger No Longer Working For Resort
September 02, 2016

Securities Alerts: SEC & FINRA News, Articles

A Cautionary Note in the Use of Finders to Raise Capital
July 17, 2015
FINRA Regulation of Broker-Dealer Due Diligence in Regulation D Offerings
July 16, 2015
The Newsletter, Broker-Dealer Beat - Foreign Finders
June 01, 2015
On Broker-Dealer Comp to Unregistered Peeps
April 06, 2015
FINRA Issues Notice on New Rules and Amendments Relating to Transaction-Based Compensation, Membership and Sanctions
March 27, 2015
SEC Approves Consolidated FINRA Rules 2040 (Payments to Unregistered Persons, Including Foreign Finders)
March 26, 2015
SEC Approves Consolidated FINRA Rules 2040 (Payments to Unregistered Persons, Including Foreign Finders)
March 26, 2015
FINRA Issues Regulatory Notice on Payments to Unregistered Persons
March 23, 2015
SEC to Target Deals Giving Visas to Rich Foreign Investors
February 13, 2015
NEW FINRA RULES PROHIBIT COMPENSATION SHARING IN THE SECURITIES INDUSTRY
January 19, 2015
New FINRA Rule Addresses Payments to Unregistered Persons
January 15, 2015
New FINRA Rule Addresses Payments to Unregistered Persons
January 15, 2015
Do I Have to Disclose Payments To a Finder?
January 14, 2015
FINRA files proposed rule changes regarding payments made to unregistered persons
October 15, 2014
Unregistered Finder Settles with the SEC, Agrees to Pay Millions
May 16, 2014
Finders Are Not Always Keepers!
January 22, 2014
United States: Perils Of Using Unregistered Finders In Securities Transactions
November 05, 2013
BROKER IN DISGUISE?
September 17, 2013
Issues Involving "Finders" and Other Intermediaries in Private Placements Following SEC Repeal of General Solicitation Ban
August 07, 2013
SEC DISCUSSES EB-5
April 30, 2013

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