UNITED STATES SECURITIES AND EXCHANGE COMMISSION vs Hui Feng & Law Offices of Feng & Associates
Filing Date:December 07, 2015
Case:SEC Vs. HUI FENG and LAW OFFICES OF FENG & ASSOCIATES P.C.,
Jurisdiction:Federal District Court for the Central District of California
Civil / Criminal:Civil
The Securities and Exchange Commission today announced a series of enforcement actions against lawyers across the country charged with offering EB-5 investments while not registered to act as brokers. This case involves a scheme perpetrated by Hui Feng (“Feng”), an immigration attorney, and his law firm, Law Offices of Feng & Associates P.C. (“Feng & Assocs.”) to receive undisclosed commissions for selling investments in offerings under the federal EB-5 Immigrant Investor Program to their legal clients. In so doing, Feng and his firm also acted as unregistered brokers.
Answer to Complaint
Answer to Complaint from Hui FengAnswer_to_Complaint.docx
Court Transcript from March 22 Motion to Transfer Venue HearingCourt_Transcript_from_March_22Motion_to_Transfe...
Feng_s Motion for Judgment on the Pleadings_40__Feng_s_Motion_for_Judgment_on_the_Pleading...
Proposed Order re Motion for Judgment on the Pleadings_40-1__Proposed_Order_re_Motionfor_Judgment_on_...
Request for Judicial Notice ISO Mtn for Judgment on the Pleadings_41__Request_for_Judicial_NoticeISO_Mtn_for_Jud...
SEC_s Opposition to Mtn for Judgment on the Pleadings_44__SEC_s_Opposition_to_Mtn_for_Judgment_on_th...
Reply iso Motion for Judgment on Pleadings_46__Reply_iso_Motion_for_Judgment_on_Pleadings...
Objections to SEC RJN_48__Objections_to_SEC_RJN.PDF
Order denying defendants' motion
Order denying defendants' motion for judgement on the pleadings_54__Order_Denying_Defendants_Motion_for_Judgme...
SEC Motion for Summary JudgementMicrosoft_Word_-_SEC_Motion_for_Summary_Judgeme...
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND NOTICE OF HEARING34-81711.pdf
DEFENDANTS-APPELLANTS HUI FENG AND LAW OFFICES OF FENG & ASSOCIATES P.C.’S OPENING BRIEF
DEFENDANTS-APPELLANTS HUI FENG AND LAW OFFICES OF FENG & ASSOCIATES P.C.’S OPENING BRIEF18-4-9_-_Appellants__Opening_Brief.pdf
Appellants Opening Brief18-4-9_-_Appellants__Opening_Brief.pdf
Feng Supplemental Authority Kameli19-5-2_-_Feng_Supplemental_Authority_-_Kameli.pdf
Feng Supplemental Authority Robare19-5-2_-_Feng_Supplemental_Authority_-_Robare.pdf
Feng Supplemental Authority EB-5 Reform Act19-5-6_Feng_Supplemental_Authority_-_EB-5_Refor...
SECs Responsive Brief23_-_18-7-9_-_SEC_s_Responsive_Brief.pdf
Feng Supplemental Authority Luca46_-_Feng_Supplemental_Authority_-_Luca.pdf
News & Updates
This website is for informational purposes only and does not constitute an offer or solicitation to sell shares or securities. Any such offer or solicitation will be made only by means of an investment's confidential Offering Memorandum and in accordance with the terms of all applicable securities and other laws. This website does not constitute or form part of, and should not be construed as, any offer for sale or subscription of, or any invitation to offer to buy or subscribe for, any securities, nor should it or any part of it form the basis of, or be relied on in any connection with, any contract or commitment whatsoever. EB5Projects.com LLC and its affiliates expressly disclaim any and all responsibility for any direct or consequential loss or damage of any kind whatsoever arising directly or indirectly from: (i) reliance on any information contained in the website, (ii) any error, omission or inaccuracy in any such information or (iii) any action resulting therefrom.