Filing Date:December 07, 2015
Case:SEC Vs. HUI FENG and LAW OFFICES OF FENG & ASSOCIATES P.C.,
Jurisdiction:Federal District Court for the Central District of California
Civil / Criminal:Civil
The Securities and Exchange Commission today announced a series of enforcement actions against lawyers across the country charged with offering EB-5 investments while not registered to act as brokers.
This case involves a scheme perpetrated by Hui Feng (“Feng”), an immigration attorney, and his law firm, Law Offices of Feng & Associates P.C.
(“Feng & Assocs.”) to receive undisclosed commissions for selling investments in offerings under the federal EB-5 Immigrant Investor Program to their legal clients. In so doing, Feng and his firm also acted as unregistered brokers.
Answer to Complaint
Answer to Complaint from Hui FengAnswer_to_Complaint.docx
Court Transcript from March 22 Motion to Transfer Venue HearingCourt_Transcript_from_March_22Motion_to_Transfer_Venue_Hearing.PDF
Feng_s Motion for Judgment on the Pleadings_40__Feng_s_Motion_for_Judgment_on_the_Pleadings__2_.PDF
Proposed Order re Motion for Judgment on the Pleadings_40-1__Proposed_Order_re_Motionfor_Judgment_on_the_Pleadings__2_.PDF
Request for Judicial Notice ISO Mtn for Judgment on the Pleadings_41__Request_for_Judicial_NoticeISO_Mtn_for_Judgment_on_the_Pleadings__2_.PDF
SEC_s Opposition to Mtn for Judgment on the Pleadings_44__SEC_s_Opposition_to_Mtn_for_Judgment_on_the_Pleadings.PDF
Reply iso Motion for Judgment on Pleadings_46__Reply_iso_Motion_for_Judgment_on_Pleadings.PDF
Objections to SEC RJN_48__Objections_to_SEC_RJN.PDF
Order denying defendants' motion
Order denying defendants' motion for judgement on the pleadings_54__Order_Denying_Defendants_Motion_for_Judgment_on_the_Pleadings.pdf
SEC Motion for Summary JudgementMicrosoft_Word_-_SEC_Motion_for_Summary_Judgement.pdf
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND NOTICE OF HEARING34-81711.pdf
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