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UNITED STATES SECURITIES AND EXCHANGE COMMISSION vs Hui Feng & Law Offices of Feng & Associates

Filing Date:December 07, 2015

Case:SEC Vs. HUI FENG and LAW OFFICES OF FENG & ASSOCIATES P.C.,

Jurisdiction:Federal District Court for the Central District of California

Status:Pending

Civil / Criminal:Civil

Cause(s) of Action:

Fraud

Description:

The Securities and Exchange Commission today announced a series of enforcement actions against lawyers across the country charged with offering EB-5 investments while not registered to act as brokers.

This case involves a scheme perpetrated by Hui Feng (“Feng”), an immigration attorney, and his law firm, Law Offices of Feng & Associates P.C.

(“Feng & Assocs.”) to receive undisclosed commissions for selling investments in offerings under the federal EB-5 Immigrant Investor Program to their legal clients. In so doing, Feng and his firm also acted as unregistered brokers.

Files
Dec
10
2015

Case Documents

Hui_Feng.pdf
Feb
11
2016

Answer to Complaint

Answer to Complaint from Hui Feng

Answer_to_Complaint.docx
Apr
29
2016

Court Transcript from March 22 Motion to Transfer Venue Hearing

Court_Transcript_from_March_22Motion_to_Transfer_Venue_Hearing.PDF
Jun
08
2016

Feng_s Motion for Judgment on the Pleadings

_40__Feng_s_Motion_for_Judgment_on_the_Pleadings__2_.PDF
Jun
08
2016

Proposed Order re Motion for Judgment on the Pleadings

_40-1__Proposed_Order_re_Motionfor_Judgment_on_the_Pleadings__2_.PDF
Jun
08
2016

Request for Judicial Notice ISO Mtn for Judgment on the Pleadings

_41__Request_for_Judicial_NoticeISO_Mtn_for_Judgment_on_the_Pleadings__2_.PDF
Jun
28
2016

SEC_s Opposition to Mtn for Judgment on the Pleadings

_44__SEC_s_Opposition_to_Mtn_for_Judgment_on_the_Pleadings.PDF
Jul
12
2016

Reply iso Motion for Judgment on Pleadings

_46__Reply_iso_Motion_for_Judgment_on_Pleadings.PDF
Jul
12
2016

Objections to SEC RJN

_48__Objections_to_SEC_RJN.PDF
Apr
08
2016

Order denying defendants' motion

Order denying defendants' motion for judgement on the pleadings

_54__Order_Denying_Defendants_Motion_for_Judgment_on_the_Pleadings.pdf
Jan
19
2017
Sep
25
2017

ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND NOTICE OF HEARING

34-81711.pdf
Apr
09
2018

DEFENDANTS-APPELLANTS HUI FENG AND LAW OFFICES OF FENG & ASSOCIATES P.C.’S OPENING BRIEF

DEFENDANTS-APPELLANTS HUI FENG AND LAW OFFICES OF FENG & ASSOCIATES P.C.’S OPENING BRIEF

18-4-9_-_Appellants__Opening_Brief.pdf
Attorneys, Regional Centers and Firms
Law Offices of Feng & Associates

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