UNITED STATES SECURITIES AND EXCHANGE COMMISSION vs EB5 Asset Manager LLC, Lin Zhong, et al.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

vs.

EB5 Asset Manager LLC, Lin Zhong, et al.

Filing Date:November 03, 2015

Case:Securities and Exchange Commission v. EB5 Asset Manager, LLC et al

Jurisdiction:Federal District Court for the Southern District of Florida

Status:Pending

Civil / Criminal:Civil

Cause(s) of Action:

Fraud

Description:

In a civil action filed by the SEC against EB5 Asset Manager, LLC and its owner Lin Zhong in the United States District Court of Southern Florida on November 3, 2015 the SEC alleges that since at least March 2011, Zhong has used several entities that she owns and controls to exploit the EB-5 program, defrauding at least 17 investors out of $8.5 million. See Case 0:15-cv-62323-JAL. U.S. EB-5 Investments LLC, Oakland Office Holdings LLC, and B.X Property Management, among others, are owned and controlled by Zhong and named as relief defendants. The SEC alleges that Zhong has violated Section 17(a) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77q(a); and Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 15. U.S.C. § 78j(b), and Exchange Act Rule 10b-5, 17 C.F.R. § 240.10b-5.

Files
Nov
16
2015

Complaint Document

Complaint Document

complaint_11-3-15.pdf
Nov
16
2015
Nov
16
2015

CIVIL DOCKET FOR CASE

CIVIL DOCKET FOR CASE

docket_sheet.docx
Nov
16
2015

Joint Motion regarding asset freeze

Joint Motion regarding asset freeze and appointment of receiver

Joint_Motion_re_Asset_Freeze_and_Appt_Receiver_...
Nov
16
2015

SEC's emergency motion

SEC's emergency motion

SEC_s_emergency_motion_appt_of_receiver_11-4-15...
Nov
16
2015

SEC emergency motion

SEC emergency motion for asset freeze

SEC_s_emergency_motion_for_asset_freeze_11-4-15...
Nov
16
2015

SEC's memo of law

SEC's memo of law

SEC_s_Memo_of_law_re_asset_freeze_11-4-15.pdf
Attorneys, Regional Centers and Firms
UNITED STATES SECURITIES AND EXCHANGE COMMISSIONGunsterAngel A. Cortinas

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