UNITED STATES SECURITIES AND EXCHANGE COMMISSION vs Steve Qi & Law Offices of Steve Qi & Associates
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Filing Date:December 08, 2017
Case:SEC vs Steve Qi and Law Offices of Steve Qi & Associates
Jurisdiction:Federal District Court for the Central District of California
Status:Pending
Civil / Criminal:Civil
Fraud
The SEC claims Defendant Steve Qi (“Qi”) and his law firm, Law Offices of Steve Qi & Associates, A Professional Corporation (“Law Offices of Qi”) received transaction based compensation for selling to their legal clients investments in offerings under the EB-5 Immigrant Investor Program. Qi and Law Offices of Qi did not disclose to many of their clients that they were receiving commissions in connection with the clients’ EB-5 investment and omitted material facts when they did address the issue with other clients. In doing so, Qi and Law Offices of Qi, acted as unregistered brokers and engaged in fraud.
Complaint for Injunctive and other relief
Complaint for Injunctive and other relief
SEC_v._Steve_Qi.pdfRECEIVER'S MOTION FOR AUTHORIZATION TO REDEPLOY JAY PEAK BIOMEDICAL RESEARCH PARK, L.P. INVESTOR FUNDS
RECEIVER'S MOTION FOR AUTHORIZATION TO REDEPLOY JAY PEAK BIOMEDICAL RESEARCH PARK, L.P. INVESTOR FUNDS
Motion_to_Invest_in_Another_EB-5_Project_from_J...ORDER GRANTING RECEIVER’S MOTION FOR AUTHORIZATION
ORDER GRANTING RECEIVER’S MOTION FOR AUTHORIZATION
DE_448_-_ORDER_granting_445_Receivers_Motion_fo...
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