Action against individual for allegedly acting as an unregistered broker. The SEC alleges that Respondent facilitated the purchase of limited liability company membership interests for individuals seeking to enroll in the EB-5 Immigrant Investor Program even though he was not registered as a broker-dealer or associated with a broker-dealer. Respondent has agreed to pay disgorgement of $2,401,693 and prejudgment interest of $245,788.88.