Since 1994, Todd Feinstein has been involved in various facets of the securities industry having held Series 7/63 (Stockbroker), Series 4 (Registered Options Principal), Series 55 (market maker/trader), and Series 24 (general principal) licenses. Mr. Feinstein has expansive knowledge of the securities industry and served as a Compliance Officer, Options Principal and Head Trader for various boutique and regional Broker Dealers.
Todd Feinstein is licensed to practice law in Florida. In 2012, he founded Feinstein Law, P.A to focus on corporate, securities and immigration law.
He has served as securities compliance counsel to a large transfer agent and other transfer agents where he addressed tradability and matters involving Depository Trust Company. Mr. Feinstein has assisted clients and securities attorneys in securities offerings and the going public and staying public process including drafting and reviewing offering materials, registration statements, periodic reports and disclosures as well as schedules and other filings with the SEC and FINRA. Mr. Feinstein’s experience includes all corners of transfer agent operations, including submissions to the SEC, state regulators, and the Depository Trust Company. Mr. Feinstein has also assisted clients with transactional matters including risk disclosures and management, contract negotiation and complex corporate restructurings.
Mr. Feinstein has been a Coast Guard Licensed 100 Ton Captain with Sailing and Towing Endorsement for more than 10 years and in this capacity has traveled the world extensively for sailing and fishing expeditions.