Steve D Buchholz Rating

Profile Completion:Not Rated
Site Activity:Not Rated
Knowledge:Not Rated


Steve D Buchholz






Last Update: August 13, 2018 06:09 AM

User was viewed 1391 times (total).

Steve D Buchholz


Steven Buchholz is an Assistant Regional Director for Enforcement in the SEC’s San Francisco Regional Office. He has been on the SEC’s Enforcement staff since 2004 and a member of the Market Abuse Unit since its formation in 2010. His matters have included investigations and enforcement actions involving market access violations, insider trading, account intrusions and market manipulation, Foreign Corrupt Practices Act violations, offering frauds, and broker-dealer registration and recordkeeping violations.

Before joining the Commission, Steven was a litigator with Gibson, Dunn & Crutcher LLP in Palo Alto. He graduated magna cum laude from the University of Minnesota Law School and was a law clerk for Chief Judge Roger Wollman of the U.S. Court of Appeals for the Eighth Circuit. Before law school, he was a Fulbright scholar at the Universität Göttingen in Germany.

Securities Disclaimer

This website is for informational purposes only and does not constitute an offer or solicitation to sell shares or securities. Any such offer or solicitation will be made only by means of an investment's confidential Offering Memorandum and in accordance with the terms of all applicable securities and other laws. This website does not constitute or form part of, and should not be construed as, any offer for sale or subscription of, or any invitation to offer to buy or subscribe for, any securities, nor should it or any part of it form the basis of, or be relied on in any connection with, any contract or commitment whatsoever. LLC and its affiliates expressly disclaim any and all responsibility for any direct or consequential loss or damage of any kind whatsoever arising directly or indirectly from: (i) reliance on any information contained in the website, (ii) any error, omission or inaccuracy in any such information or (iii) any action resulting therefrom.