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Greenberg Traurig's Business Immigration & Compliance Group represents businesses, organizations and individuals from around the world. We have achieved internationalrecognition for outstanding legal advocacy, results-oriented service and responsivenessto our clients.
· Immigration policy development
· Legal advocacy and legislative representation
· U.S. and outbound work visas
· Corporate restructuring
· Tax minimization
· Enforcement and compliance, including government audits and investigations
Steven focuses his practice on serving clients involved in financial services industries. He advises investment companies registered under the Investment Company Act of 1940, investment advisers registered under the Investment Advisers Act, and other administrators and service providers involved in the industry. Steven also represents broker-dealers and transfer agents registered under the Securities Exchange Act of 1934, and issuers of securities under the Securities Act of 1933. Steven represents clients in connection with administrative proceedings conducted by the SEC and FINRA, and participates in related actions. Steven’s prior practice includes experience as a staff member in the Division of Corporation Finance and as a Branch Chief in the Division of Investment Management at the U.S. Securities & Exchange Commission.
Areas of Concentration
Investment company representation
Investment advisory matters
Securities regulatory matters
Organization and operation of hedge funds
Limited and private offerings
General corporate matters
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