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Global Alliance Securities LLC
100 Wall Street, 7th floor, New York, NY, 10005
New York


Registered Broker Dealer


Chinese (Mandarin)


Last Update: April 07, 2016 01:15 AM

Firm was viewed 1541 times (total).

Global Alliance Securities LLC


Global Alliance Securities, LLC (“Global Alliance”) unities the business and financial demands of investors, broker-dealer and issuers by providing highly-customized, flexible and cost-effective corporate finance solutions  to its clients.  As a Licensed Broker-Dealer, we meet the challenges of delivering specialized services to our clients by leaning on long and extensive experience of members of our team in cross-broader transactions, international settlement, 15a-6 services and investment banking.  By identifying the needs and requirements of our clients, we prepare a customized approach to each transaction. 

Global Alliance arranges for growth companies to access capital from individual and institutional investors and providing the essential trading access to United States securities exchanges and over-the-counter markets for domestic and foreign investors.

As part of our cross-broad services, we specialize in a set of services to non-US broker-dealers under the SEC Rule 15a-6 commonly referred to in financial industry as “chaperoning”. These services assist non-US broker-dealers to gain access to US institutional and major institutional investors.  Global Alliance professionals assist foreign securities firms to navigate complexities of complying with appropriate U.S. rules and regulations relevant to offering of foreign securities and investment services to U.S institutional investors. See SEC Rule 15a-6/Chaperoning Tab.


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