InvestmentAttorneys

Based in Miami, Florida, we serve the transactional securities and securities litigation needs of corporate America and the regulated securities industry. We take companies public and assist them with reporting and compliance obligations. We consult with private companies to ensure that their capital financing transactions, whether public or private securities offerings, are conducted in compliance with federal and state securities laws, prepare ppms and private placement agreements, prepare blue sky filings, draft shareholder buy-sell agreements and internal corporation documents such as bylaws and resolutions, and draft stock option and other equity incentive plans. 

We provide large law firm depth of experience but with substantially better value. We are unique among boutique securities law firms in that we serve both the transactional and litigation needs of public reporting companies and their officers, private company securities issuers, investment advisers, securities brokers, and private equity firms.

Our founder spent more than 10 years working as an attorney for the SEC and more than 15 years in private practice specializing in securities law and has more than 27 years total of legal experience.

Our experience of counseling securities transaction and compliance matters makes us better securities litigators, and our years of SEC and securities litigation and arbitration experience makes us better securities transactional attorneys. We are confident in our ability to handle your securities matter.

For projects requiring expertise in other legal specialties, we collaborate with legal experts in other specialized legal fields to build the precise full service team that our clients’ circumstances require.