UNITED STATES SECURITIES AND EXCHANGE COMMISSION vs Steve Qi & Law Offices of Steve Qi & Associates

Filing Date:December 08, 2017

Case:SEC vs Steve Qi and Law Offices of Steve Qi & Associates

Jurisdiction:Federal District Court for the Central District of California

Status:Pending

Civil / Criminal:Civil

Cause(s) of Action:

Fraud

Description:

The SEC claims Defendant Steve Qi (“Qi”) and his law firm, Law Offices of Steve Qi & Associates, A Professional Corporation (“Law Offices of Qi”) received transaction based compensation for selling to their legal clients investments in offerings under the EB-5 Immigrant Investor Program. Qi and Law Offices of Qi did not disclose to many of their clients that they were receiving commissions in connection with the clients’ EB-5 investment and omitted material facts when they did address the issue with other clients. In doing so, Qi and Law Offices of Qi, acted as unregistered brokers and engaged in fraud.

Files
Aug
17
0012

Complaint for Injunctive and other relief

Complaint for Injunctive and other relief

SEC_v._Steve_Qi.pdf
Jan
30
2018

RECEIVER'S MOTION FOR AUTHORIZATION TO REDEPLOY JAY PEAK BIOMEDICAL RESEARCH PARK, L.P. INVESTOR FUNDS

RECEIVER'S MOTION FOR AUTHORIZATION TO REDEPLOY JAY PEAK BIOMEDICAL RESEARCH PARK, L.P. INVESTOR FUNDS

Motion_to_Invest_in_Another_EB-5_Project_from_J...
Feb
06
2018

ORDER GRANTING RECEIVER’S MOTION FOR AUTHORIZATION

ORDER GRANTING RECEIVER’S MOTION FOR AUTHORIZATION

DE_448_-_ORDER_granting_445_Receivers_Motion_fo...
Mar
12
2018

SEC Opposition to Qi's Motion to Dismiss

031127677926__SEC_Opposition_to_Qi_s_Motion_to_...
Attorneys, Regional Centers and Firms
Law Offices of Steve Qi & AssociatesUNITED STATES SECURITIES AND EXCHANGE COMMISSIONSteve  QiKenneth J Guido

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